Recently, Rick Oppenheim, General Counsel & Chief Regulatory Compliance Officer, was named as Committee Vice Chair for the Investment Adviser Association (IAA) Smaller Advisers Committee. IAA provides opportunities for firms with limited personnel and budgets to network and discuss compliance issues.
Rick joined Telemus in 2009 and is responsible for all legal and regulatory compliance matters for the firm’s financial life management services, including investment management, wealth advisory, family office services, and integrated insurance solutions. He is a graduate of the University of Michigan and completed his law degree at Wayne State University.
Congratulations, Rick, on the new leadership role.
PAST PERFORMANCE IS NOT A GUARANTEE OF FUTURE RESULTS. Investment decisions should always be made based on the client's specific financial needs, goals and objectives, time horizon and risk tolerance. Current and future portfolio holdings are subject to risk. Risks may include interest-rate risk, market risk, inflation risk, deflation risk, currency risk, reinvestment risk, business risk, liquidity risk, financial risk, and cybersecurity risk. These risks are more fully described in Telemus Capital's Firm Brochure (Part 2A of Form ADV), which is available upon request. Telemus Capital does not guarantee the results of any investments. Investment, insurance and annuity products are not FDIC insured, are not bank guaranteed, and may lose value. For additional information on our advisors’ credentials, please see our website at https://www.telemus.com